help protect African wild dogs 

Bushveld elephant shrews Elephantulus intufi occur on Kalahari sands

Pygmy Sperm Whale

Kogia breviceps

2025 Red list status

Data Deficient

Decline
Regional Population Trend

Unknown

Change compared
to 2016

No Change

Overview
Red list assessment
Regional Distribution and Occurrence
Climate change
Population information
Population genetics
Habitats and ecology
Use and Trade
Threats
Conservation
Bibliography

Overview

Kogia breviceps – (Blainville, 1838)

ANIMALIA – CHORDATA – MAMMALIA – ARTIODACTYLA – KOGIIDAE – Kogia – breviceps 

Common Names: Pygmy Sperm Whale, Lesser Cachalot, Lesser Sperm Whale (English), Dwergpotvis (Afrikaans), Cachalot pygmée (French), Cachalote cabeza chica (Spanish; Castilian), Cachalote pigmeo (Spanish; Castilian)
Synonyms: Kogia breviceps Blainville, 1838 

Taxonomic Note: 
The genus Kogia contains two species, the Pygmy Sperm Whale (Kogia breviceps) and Dwarf Sperm Whale (Kogia sima), with no subspecies recognised (Committee on Taxonomy 2021). The cryptic behavior and similar external morphology of the two species mean that records are often not displayed at the species level and are instead combined into Kogia spp. It has been suggested that K. sima may consist of two parapatric species occupying the Atlantic and Indo-Pacific Oceans, based on evidence from the mitochondrial cytochrome b gene (Chivers et al. 2005). K. breviceps and K. sima are clearly distinguished genetically, but full recognition of a putative third Kogia spp. awaits further supporting evidence (Plön et al. 2023: Chivers et al. 2005). 

Red List Status: DD– Data Deficient 

Assessment Information

Assessor: Plön, S.

Reviewer: Patel, T.2 

Institutions: University of Cape Town, 2Endangered Wildlife Trust

Previous Assessors & Reviewers: Plön, S. & Relton, C. 

Previous Contributors: Elwen, S., Findlay, K., Meÿer, M., Oosthuizen, H., Child, MF. & Taylor et al. (2008a, 2008b) 

Assessment Rationale 

This species is naturally uncommon and there are no regional estimates of population size or trends (Plön, 2022). However, as it is a deep-diving species (up to 800 m), the effects of marine noise pollution should be monitored (although thus far no strandings have been linked to this threat), and we urge more research into the severity of this threat within South African waters. Additionally, plastic pollution should be recognised as an increasing emerging threat, as they are known to fatally ingest plastic bags mistaken for squid. While their offshore distributions do not overlap with many major threats in the assessment region, their natural scarcity and presumed low population numbers make them vulnerable to minor threats, which may be increasing in severity in the assessment region. Thus, in line with the global assessments, we list this species as Data Deficient and urge more systematic monitoring and analysis to determine population sizes and trends within the assessment region.

Regional population effects: Pygmy Sperm Whales occur extensively in pelagic waters of tropical and temperate regions, and although their movement patterns are largely unknown, no barriers to dispersal have been recognised (Plön et al. 2023), thus rescue effects are considered possible. 

Reasons for Change 

Reason(s) for Change in Red List Category from the Previous Assessment: No change 

Red List Index 

Red List Index: No change 

Recommended citation: Plön S. 2025. A conservation assessment of Kogia breviceps. In Patel T, Smith C, Roxburgh L, da Silva JM & Raimondo D, editors. The Red List of Mammals of South Africa, Eswatini and Lesotho. South African National Biodiversity Institute and Endangered Wildlife Trust, South Africa.

Regional Distribution and occurrence

Geographic Range

Both Pygmy Sperm Whales and Dwarf Sperm Whales are widely distributed and inhabit deep tropical, subtropical and temperate waters throughout all oceans (Plön, 2022; Plön and Baird, 2022; McAlpine 2002). However, the Pygmy Sperm Whale seems to occur more commonly in cooler temperate regions in comparison to the Dwarf Sperm Whale, which seemingly prefers warmer waters (Plön and Baird, 2022; Caldwell & Caldwell 1989). The distributional ranges of Kogia spp. are poorly known, and most records originate from strandings or occasionally as individuals captured in small fisheries, rather than live sightings at sea (Plön, 2022; Nagorsen 1985; Caldwell & Caldwell 1989; McAlpine 2002). This may, however, be attributed to their cryptic nature and affiliation for pelagic regions, rather than low population abundances, particularly since a number of recent studies report extensive observations of K. breviceps in the wild off Hawaii (Baird, 2005) and off the Canary Islands (Vidal et al. 2024). The Pygmy Sperm Whale is thought to predominantly reside in pelagic regions, beyond the continental shelf edge (Plön, 2022; Ross 1979). 

Within the assessment region, stranding records of Pygmy Sperm Whales suggest that this species occurs from 22°S on South Africa’s west coast (18°33’ S on the west coast of Southern Africa (Elwen et al. 2013) to 33°42’S on the east coast (Plön et al. 2023; Findlay et al. 1992). Prior to 1977, Ross (1979) documented strandings of 42 Dwarf Sperm Whales along South Africa’s coastline from Saldanha Bay to East London. These and additional records suggest that this species is restricted to South Africa’s southern coast between 17.8°E and 28°E (Ross 1979; Findlay et al. 1992), and an outlying record from KwaZulu-Natal is thought to be attributed to unusual environmental conditions (Ross et al. 1985). The lack of records northwards from Saldanha Bay and along the east coast of South Africa suggests that Dwarf Sperm Whales may prefer the mixed-water conditions, where the Benguela and Agulhas Currents mix (Ross 1984). Due to the rarity of sightings at sea, distribution in the subregion has to be largely deduced from the incidence of strandings (Best, 2007), which have occurred throughout the year in the assessment region.  

Elevation / Depth / Depth Zones 

Elevation Lower Limit (in metres above sea level): (Not specified) 

Elevation Upper Limit (in metres above sea level): (Not specified) 

Depth Lower Limit (in metres below sea level): (Not specified) 

Depth Upper Limit (in metres below sea level): (Not specified) 

Depth Zone: (Not specified) 

Map

Figure 1. Distribution records for Pygmy Sperm Whale (Kogia breviceps) within the assessment region (South Africa, Eswatini and Lesotho). Note that distribution data is obtained from multiple sources and records have not all been individually verified.

Biogeographic Realms 

Biogeographic Realm: Afrotropical, Australasian, Indomalayan, Nearctic, Neotropical, Oceanian, Palearctic 

Occurrence 

Countries of Occurrence 

Country  Presence  Origin  Formerly Bred  Seasonality 
American Samoa  Extant  Native    Resident 
Angola  Extant  Native    Resident 
Anguilla  Extant  Native    Resident 
Antigua and Barbuda  Extant  Native    Resident 
Argentina  Extant  Native    Resident 
Aruba  Extant  Native    Resident 
Australia  Extant  Native    Resident 
Australia -> Tasmania  Extant  Native    Resident 
Bahamas  Extant  Native    Resident 
Bangladesh  Extant  Native    Resident 
Barbados  Extant  Native    Resident 
Belgium  Extant  Native    Resident 
Belize  Extant  Native    Resident 
Benin  Extant  Native    Resident 
Bermuda  Extant  Native    Resident 
Bonaire, Sint Eustatius and Saba  Extant  Native    Resident 
Brazil  Extant  Native    Resident 
British Indian Ocean Territory  Extant  Native    Resident 
Brunei Darussalam  Extant  Native    Resident 
Cabo Verde  Extant  Native    Resident 
Cambodia  Extant  Native    Resident 
Cameroon  Extant  Native    Resident 
Canada  Extant  Native    Resident 
Canada -> Nova Scotia  Extant  Native    Resident 
Cayman Islands  Extant  Native    Resident 
Chile  Extant  Native    Resident 
Chile -> Juan Fernández Is.  Extant  Native    Resident 
China  Extant  Native    Resident 
Christmas Island  Extant  Native    Resident 
Cocos (Keeling) Islands  Extant  Native    Resident 
Colombia  Extant  Native    Resident 
Comoros  Extant  Native    Resident 
Congo  Extant  Native    Resident 
Congo, The Democratic Republic of the  Extant  Native    Resident 
Cook Islands  Extant  Native    Resident 
Costa Rica  Extant  Native    Resident 
Cuba  Extant  Native    Resident 
Curaçao  Extant  Native    Resident 
Côte d’Ivoire  Extant  Native    Resident 
Denmark  Extant  Native    Resident 
Djibouti  Extant  Native    Resident 
Dominica  Extant  Native    Resident 
Dominican Republic  Extant  Native    Resident 
Ecuador  Extant  Native    Resident 
El Salvador  Extant  Native    Resident 
Equatorial Guinea  Extant  Native    Resident 
Eritrea  Presence Uncertain  Native    Seasonal Occurrence Uncertain 
Fiji  Extant  Native    Resident 
France  Extant  Native    Resident 
French Guiana  Extant  Native    Resident 
French Polynesia  Extant  Native    Resident 
Gabon  Extant  Native    Resident 
Gambia  Extant  Native    Resident 
Germany  Extant  Native    Resident 
Ghana  Extant  Native    Resident 
Gibraltar  Extant  Native    Resident 
Grenada  Extant  Native    Resident 
Guadeloupe  Extant  Native    Resident 
Guam  Extant  Native    Resident 
Guatemala  Extant  Native    Resident 
Guernsey  Extant  Native    Resident 
Guinea  Extant  Native    Resident 
Guinea-Bissau  Extant  Native    Resident 
Guyana  Extant  Native    Resident 
Haiti  Extant  Native    Resident 
Honduras  Extant  Native    Resident 
Hong Kong  Extant  Native    Resident 
India  Extant  Native    Resident 
Indonesia  Extant  Native    Resident 
Iran, Islamic Republic of  Extant  Native    Resident 
Ireland  Extant  Native    Resident 
Isle of Man  Extant  Native    Resident 
Jamaica  Extant  Native    Resident 
Japan  Extant  Native    Resident 
Japan -> Honshu  Extant  Native    Resident 
Jersey  Extant  Native    Resident 
Kenya  Extant  Native    Resident 
Kiribati  Extant  Native    Resident 
Korea, Democratic People’s Republic of  Extant  Native    Resident 
Korea, Republic of  Extant  Native    Resident 
Liberia  Extant  Native    Resident 
Macao  Extant  Native    Resident 
Madagascar  Extant  Native    Resident 
Malaysia  Extant  Native    Resident 
Maldives  Extant  Native    Resident 
Marshall Islands  Extant  Native    Resident 
Martinique  Extant  Native    Resident 
Mauritania  Extant  Native    Resident 
Mauritius  Extant  Native    Resident 
Mayotte  Extant  Native    Resident 
Mexico  Extant  Native    Resident 
Micronesia, Federated States of  Extant  Native    Resident 
Montserrat  Extant  Native    Resident 
Morocco  Extant  Native    Resident 
Mozambique  Extant  Native    Resident 
Myanmar  Extant  Native    Resident 
Namibia  Extant  Native    Resident 
Nauru  Extant  Native    Resident 
Netherlands  Extant  Native    Resident 
New Caledonia  Extant  Native    Resident 
New Zealand  Extant  Native    Resident 
Nicaragua  Extant  Native    Resident 
Nigeria  Extant  Native    Resident 
Niue  Extant  Native    Resident 
Norfolk Island  Extant  Native    Resident 
Northern Mariana Islands  Extant  Native    Resident 
Oman  Extant  Native    Resident 
Pakistan  Extant  Native    Resident 
Palau  Extant  Native    Resident 
Panama  Extant  Native    Resident 
Papua New Guinea  Extant  Native    Resident 
Peru  Extant  Native    Resident 
Philippines  Extant  Native    Resident 
Pitcairn  Extant  Native    Resident 
Portugal  Extant  Native    Resident 
Portugal -> Azores  Extant  Native    Resident 
Puerto Rico  Extant  Native    Resident 
Russian Federation  Presence Uncertain  Native    Seasonal Occurrence Uncertain 
Réunion  Extant  Native    Resident 
Saint Barthélemy  Extant  Native    Resident 
Saint Helena, Ascension and Tristan da Cunha  Extant  Native    Resident 
Saint Kitts and Nevis  Extant  Native    Resident 
Saint Lucia  Extant  Native    Resident 
Saint Martin (French part)  Extant  Native    Resident 
Saint Pierre and Miquelon  Extant  Native    Resident 
Saint Vincent and the Grenadines  Extant  Native    Resident 
Samoa  Extant  Native    Resident 
Sao Tome and Principe  Extant  Native    Resident 
Senegal  Extant  Native    Resident 
Seychelles  Extant  Native    Resident 
Sierra Leone  Extant  Native    Resident 
Singapore  Extant  Native    Resident 
Sint Maarten (Dutch part)  Extant  Native    Resident 
Solomon Islands  Extant  Native    Resident 
Somalia  Extant  Native    Resident 
South Africa  Extant  Native    Resident 
South Africa -> Eastern Cape Province  Extant  Native    Resident 
South Africa -> KwaZulu-Natal  Extant  Native    Resident 
South Africa -> Northern Cape Province  Extant  Native    Resident 
South Africa -> Western Cape  Extant  Native    Resident 
Spain  Extant  Native    Resident 
Sri Lanka  Extant  Native    Resident 
Suriname  Extant  Native    Resident 
Taiwan, Province of China  Extant  Native    Resident 
Tanzania, United Republic of  Extant  Native    Resident 
Thailand  Extant  Native    Resident 
Timor-Leste  Extant  Native    Resident 
Togo  Extant  Native    Resident 
Tokelau  Extant  Native    Resident 
Tonga  Extant  Native    Resident 
Trinidad and Tobago  Extant  Native    Resident 
Turks and Caicos Islands  Extant  Native    Resident 
Tuvalu  Extant  Native    Resident 
United Arab Emirates  Extant  Native    Resident 
United Kingdom of Great Britain and Northern Ireland  Extant  Native    Resident 
United States of America  Extant  Native    Resident 
United States of America -> Hawaiian Is.  Extant  Native    Resident 
United States of America -> Washington  Extant  Native    Resident 
Uruguay  Extant  Native    Resident 
Vanuatu  Extant  Native    Resident 
Venezuela, Bolivarian Republic of  Extant  Native    Resident 
Viet Nam  Extant  Native    Resident 
Virgin Islands, British  Extant  Native    Resident 
Virgin Islands, U.S.  Extant  Native    Resident 
Wallis and Futuna  Extant  Native    Resident 
Western Sahara  Extant  Native    Resident 
Yemen  Extant  Native    Resident 

Large Marine Ecosystems (LME) Occurrence 

Large Marine Ecosystems: (Not specified) 

FAO Area Occurrence 

  Presence  Origin  Formerly Bred  Seasonality 
21. Atlantic – northwest  Extant  Native     
27. Atlantic – northeast  Extant  Native     
31. Atlantic – western central  Extant  Native     
34. Atlantic – eastern central  Extant  Native     
41. Atlantic – southwest  Extant  Native     
47. Atlantic – southeast  Extant  Native     
51. Indian Ocean – western  Extant  Native     
57. Indian Ocean – eastern  Extant  Native     
61. Pacific – northwest  Extant  Native     
67. Pacific – northeast  Extant  Native     
71. Pacific – western central  Extant  Native     
77. Pacific – eastern central  Extant  Native     
81. Pacific – southwest  Extant  Native     
87. Pacific – southeast  Extant  Native     

Climate change

The impact of global climate change, and the associated effects of increased water temperature and CO2 concentration on Kogia spp. is largely unknown; however, it is likely to have cascading effects on the movements and feeding ecology of these species (Learmonth et al. 2006). 

Population information

Abundance estimates of this species is often underestimated due to their offshore habitats, long and deep-diving behaviour and inconspicuous nature at the surface (Barlow 1999). Additionally, Pygmy and Dwarf Sperm Whales are often confused during sightings, which further complicates any population assessments. Although no global population abundance estimates are available for the species, the sum of the available abundance estimates from various geographical regions is over 10,000 individuals, but because the surveys only covered a small fraction of the entire habitat, the total global abundance is likely much higher (Kiszka and Braulik 2020).  

However, the stranding frequency of Kbreviceps in regions such as South Africa and the southeastern United States suggests they may be more common than sighting records would imply (Plön, 2022; Hodge et al. 2018). Similarly, although no regional population estimates exist for Kbreviceps in the southern hemisphere, there appears to be substantial gene flow between stocks (Plön et al. 2023). The species is primarily known from stranding records, which are declining across the region. However, because the cause of strandings is largely unknown, it is unclear how this trend is reflective of the population.

The 3-generation period of the species is calculated as 36 years (Taylor et al. 2007), and, globally, a 30% reduction over three generations cannot be ruled out (Taylor et al. 2008a, 2008b). 

Current population trend: Unknown 

Continuing decline in mature individuals? Unknown 

Extreme fluctuations in the number of subpopulations: (Not specified) 

Continuing decline in number of subpopulations: (Not specified) 

All individuals in one subpopulation: (Not specified) 

Number of mature individuals in population: Unknown 

Number of mature individuals in largest subpopulation: Unknown 

Number of Subpopulations: Unknown 

Severely fragmented: No 

Quantitative Analysis 

Probability of extinction in the wild within 3 generations or 10 years, whichever is longer, maximum 100 years: (Not specified) 

Probability of extinction in the wild within 5 generations or 20 years, whichever is longer, maximum 100 years: (Not specified) 

Probability of extinction in the wild within 100 years: (Not specified) 

Population genetics

Molecular evidence revealed extensive genetic mixing across the global distribution of this species indicating it is a single metapopulation (Plön et al., 2023). Given that no estimates of population size are available and no measure of effective population size (Ne) was conducted using the available genetic information, it is not possible to quantify the Ne 500 indicator  

Habitats and ecology

Pygmy Sperm Whales inhabit deep waters over the continental shelf and slope (Plön, 2022; Ross 1979). Although some studies document some division between Kbreviceps and Ksima in their preference for water depth, largely based on the analysis of stomach contents (Plön, 2004; Ross, 1979), Mullin et al. (1994) using aerial observations noted that in the Gulf of Mexico, both species occurred in waters between 400–600 m deep. These depths constituted the upper regions of the continental slope, which exhibited high concentrations of zooplankton (Baumgartner et al. 2001). Both species appear to feed over the deeper continental shelf and slope (Plön, 2022; Ross 1979).

Ross (1979) reported that Pygmy Sperm Whales may occur individually or in small groups of up to six animals in the assessment region. Although they are capable of rapid bursts in speed, they typically swim at about 5.5 km / h (Mörzer Bruyns 1971). While not commonly sighted at sea, Katona et al. (1983) reported that the species is easy to approach, as they often float on the surface of the water with much of their body exposed (Leatherwood & Reeves 1983).

The stomach contents of stranded Pygmy Sperm Whales contained the remains of deep-water cephalopods, suggesting that this species feeds at depths of up to 900 m (Plön, 2022). The majority of the diet of Kogia spp. consists of cephalopods, but they may also consume other prey, for example deep-sea fishes and shrimps (McAlpine et al. 1997; dos Santos & Haimovici 2001; S. Plön pers. comm.). In South African waters, Pygmy and Dwarf Sperm Whales consumed at least 67 and 38 different prey species, respectively, and Pygmy Sperm Whales are likely to feed in deeper waters compared to Dwarf Sperm Whales (Plön 2004; Ross 1979).

Although little is known about the reproductive biology of Kogia spp., and no seasonality can be inferred, female and male K. breviceps from South Africa are estimated to reach sexual maturity at 2.6 m and 2.4 m, respectively (Plön, 2004).  Calves are born at an approximate length of 1.2 m (Plön, 2004). Surprisingly, an extremely high proportion (80%) of calves and foetuses were found to be male (Ross 1979).

Ecosystem and cultural services: Marine mammals integrate and reflect ecological variation across large spatial and long temporal scales, and therefore they are prime sentinels of marine ecosystem change (Moore 2008).

IUCN Habitats Classification Scheme 

Habitat  Season  Suitability  Major Importance? 
10.1. Marine Oceanic -> Marine Oceanic – Epipelagic (0-200m)    Suitable  Yes 
10.2. Marine Oceanic -> Marine Oceanic – Mesopelagic (200-1000m)    Suitable  Yes 
10.3. Marine Oceanic -> Marine Oceanic – Bathypelagic (1000-4000m)    Suitable  Yes 

Life History 

Generation Length: (Not specified) 

Age at Maturity: Female or unspecified: 5 yrs (Plön, 2004) 

Age at Maturity: Male: 2.5-5 yrs (Plön, 2004) 

Size at Maturity (in cms): Female: 262 cm (Plön, 2004) 

Size at Maturity (in cms): Male: 241-242 cm (Plön, 2004) 

Longevity: 23 yrs in females, 16 yrs in males (Plön, 2004) 

Average Reproductive Age: (Not specified) 

Maximum Size (in cms): 324cm in females, 275cm in males (Plön, 2004) 

Size at Birth (in cms): 120cm (Plön, 2004) 

Gestation Time: 11-12 months (Plön, 2004) 

Reproductive Periodicity: Annual reproduction (Plön, 2004) 

Average Annual Fecundity or Litter Size: 1 

Natural Mortality: (Not specified) 

Does the species lay eggs? No 

Does the species give birth to live young: Yes 

Does the species exhibit parthenogenesis: (Not specified) 

Does the species have a free-living larval stage? (Not specified) 

Does the species require water for breeding? (Not specified) 

Movement Patterns 

Movement Patterns: (Not specified) 

Congregatory: (Not specified) 

Systems 

System: Marine 

 

General Use and Trade Information

Although this species is hunted at low levels in some parts of their range, there is no trade or use of the species within the assessment region. In other parts of the world, such as the Philippines, Kogia spp. are hunted for bait to be used in fisheries or meat for human consumption (Leatherwood et al. 1992; Anonymous 1996). Additionally, where they are caught accidentally in fisheries, such as gillnets, they may also be utilised for human consumption (Klinowska 1991; Muñoz-Hincapié et al. 1998). 

Subsistence: 

Rationale: 

Local Commercial: 

Further detail including information on economic value if available: 

Yes 

 

 

 

National Commercial Value: Yes 

International Commercial Value: No 

End Use 

Subsistence 

National 

International 

Other (please specify) 

1. Food – human 

true 

true 

 

 

Is there harvest from captive/cultivated sources of this species? (Not specified) 

Harvest Trend Comments: (Not specified) 

Threats

Although no major threats have been recognised for Kogia spp. within the assessment region, and the threats listed below are not likely to cause drastic population reduction on their own, they may result in slow, significant declines in the future, especially if the threats synergise.

Kogia spp. were not historically hunted commercially, but are currently hunted on a small-scale in regions such as Japan, Taiwan, Sri Lanka, Indonesia and the Lesser Antilles (Jefferson et al. 1993), and there are reports of sporadic accidental bycatch of Pygmy Sperm Whales in gillnet, longline and purse seine fisheries across the Northern Hemisphere (Jefferson et al. 1993; Barlow et al. 1997; Perez et al. 2001; Garrison 2007). No direct or indirect catches of Kogia species have been reported from South African waters, and Baird et al. (1996) suggests that direct and indirect catches of the Pygmy Sperm Whale are not expected to severely impact their population stability. 
 
The ingestion of plastic bags (which the animals possibly mistake for squid) is common among squid-eating cetaceans and has been documented for both Kogia species (for example, Stamper et al. 2006), and is considered to be relatively common among these species (Plön 2022; Plön & Baird 2022). Plastic pollution in the stomachs of cetaceans frequently hinders natural digestion of food resources, leading to gut-blockage, starvation, strandings and death (Caldwell & Caldwell 1989; Laist et al. 1999; S. Plön pers. obs.).  
 
As deep-diving species (similar to beaked whales), Pygmy and Dwarf Sperm Whales are presumably vulnerable to anthropogenic noise pollution, for example those produced by seismic surveys and sonar generated during naval operations (Cox et al. 2006; Wang & Yang 2006; Yang et al. 2008). A number of stranding events, which included Kogia spp., have been documented in Taiwan (Wang & Yang 2006; Yang et al. 2008), the Gulf of Mexico and off the east coast of Florida (Waring et al. 2006). Although, anthropogenic noise pollution is a possible cause of these stranding incidents, due to spatial and temporal associations, this assumption has not been confirmed (Hohn et al. 2006; Wang & Yang 2006; Yang et al. 2008). Marine noise pollution is thought to be intensifying within South African waters (Koper & Plön 2012). 

Conservation

K. brevicepsis listed in Appendix II of the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES). In the absence of further data, no specific conservation measures can be recommended for this species within the assessment region at present. Continued research is necessary into the impact of and interactions between threats, such as plastic and noise pollution, climate change and incidental bycatch in pelagic fisheries. Management plans should be developed as such data become avail.

Recommendations for managers and practitioners: 

  • The interaction between Kogia spp. and gillnet, purse seine and longline fisheries requires ongoing monitoring, and regular records of bycatch should be collected by fishing operations. 

Research priorities: 

  • Population size, distribution and trends of these species in South African waters.  
  • Investigations into threats to these species, such as the impacts and severity of marine pollution (both plastics and noise) on populations. 

Encouraged citizen actions: 

  • Use information dispensed by the South African Sustainable Seafood Initiative to make good choices when buying fish in shops and restaurants, e.g. wwfsa.mobi, FishMS 0794998795. 
  • Save electricity and fuel to mitigate CO2 emissions and hence, the rate of climate change. 
  • Sightings data from pelagic commercial tourism operators may be valuable. 
  • Report any strandings to the relevant local authorities. 

Bibliography

Baird, R. W. (2005). Sightings of dwarf (Kogia sima) and pygmy (K. breviceps) sperm whales from the main Hawaiian Islands. Pacific Science, 59, 461-466. 

Baird, R. W., Nelson, D., Lien, J. and Nagorsen, D. W. 1996. The status of the pygmy sperm whale, Kogia breviceps, in Canada. Canadian Field-Naturalist 110: 525-532. 

Barlow, J. 1999. Trackline detection probability for long-diving whales. In: G. W. Garner, S. C. Amstrup, J. L. Laake, B. J. F. Manley, L. L. McDonald and D. G. Robertson (eds), Marine mammal survey and assessment methods, pp. 209-221. Balkema Press, Netherlands. 

Barlow, J., Forney, K. A., Hill, K. A., Brownell Jr., R. L., Caretta, R. L., Demaster, D. P., Julian, D. P., Lowry, M. S., Ragen, M. S. and Reeves, R. R. 1997. U.S. Pacific marine mammal stock assessments: 1996. NOAA Technical Memorandum NMFS-SWFSC 248: 223 pp. 

Baumgartner, M. F., Mullin, K. D., May, L. N. and Leming, T. D. 2001. Cetacean habitats in the northern Gulf of Mexico. Fishery Bulletin 99: 219-239. 

Best, P. B. B. 2007. Whales and Dolphins of the Southern African Subregion. Cambridge University Press, Cape Town. 338pp. 

Caldwell, D. K. and Caldwell, M. C. 1989. Pygmy sperm whale Kogia breviceps (de Blainville, 1838): Dwarf sperm whale Kogia simus Owen, 1866. In: S. H. Ridgway and R. Harrison (eds), Handbook of marine mammals, Vol. 4: River dolphins and the larger toothed whales, pp. 234-260. Academic Press. 

Chivers, S.J., Leduc, A.E., Robertson, K.M., Barros, N.B. and Dizon, A.E. 2005. Genetic variation in Kogia spp., with preliminary evidence for two species of Kogia simaMarine Mammal Science 21(4): 619-634. 

Cox, T.M., Ragen, T.J., Read, A.J., Vos, E., Baird, R.W., Balcomb, K., Barlow, J., Caldwell, J., Cranford, T., Crum, L., D’Amico, A., D’Spain, A., Fernández, J., Finneran, J., Gentry, R., Gerth, W., Gulland, F., Hildebrand, J., Houser, D., Hullar, T., Jepson, P.D., Ketten, D., Macleod, C.D., Miller, P., Moore, S., Mountain, D., Palka, D., Ponganis, P., Rommel, S., Rowles, T., Taylor, B., Tyack, P., Wartzok, D., Gisiner, R., Mead, J. and Benner, L. 2006. Understanding the impacts of anthropogenic sound on beaked whales. Journal of Cetacean Research and Management 7(3): 177-187. 

Elwen, S.H., Gridley, T., Roux, J.-P., Best P. B. and Smale, M. J. 2013. Records of kogiid whales in Namibia, including the first record of the dwarf sperm whale (Kogia sima). Marine Biodiversity Records 6: e45. 

Findlay KP, Best PB, Ross GJB, Cockcroft VG. 1992. The distribution of small odontocete cetaceans off the coasts of South Africa and Namibia. South African Journal of Marine Science 12: 237-270. 

Garrison LP. 2007. Interactions between marine mammals and pelagic longline fishing gear in the US Atlantic Ocean between 1992 and 2004. Fishery Bulletin 105: 408–417. 

Handley, C.O. 1966. A synopsis of the genus Kogia (pygmy sperm whales). In: K.S. Norris (ed.), Whales, dolphins, and porpoises, pp. 62-69. University of California Press, Berkeley, California, USA. 

Hodge, L. E. W., Baumann-Pickering, S., Hildebrand, J. A., Bell, J. T., Cummings, E. W., Foley, H. J., McAlarney, R. J., McLellan, W. A., Pabst, D. A., Swaim, Z. T., Waples, D. M., & Read, A. J. (2018). Heard but not seen: Occurrence of Kogia spp. along the western North Atlantic shelf break. Marine Mammal Science 34: 1141-1153. 

Hohn, A.A., Rotstein, D.S., Harms, C.A. and Southall, B.L. 2006. Multispecies mass stranding of pilot whales (Globicephala macrorhynchus), minke whale (Balaenoptera acutorostrata), and dwarf sperm whales (Kogia sima) in North Carolina on 15-16 January 2005. NOAA Technical Memorandum NMFS-SEFSC-57. 

IUCN (International Union for Conservation of Nature). 2012a. Kogia breviceps. Available at: http://www.iucnredlist.org. (Accessed: 21 February 2016). 

IUCN (International Union for Conservation of Nature). 2012b.. Kogia sima. Available at: http://www.iucnredlist.org. (Accessed: 21 February 2016). 

Jefferson, T. A., Leatherwood, S. and Webber, M. A. 1993. Marine Mammals of the World: FAO Species Identification Guide. United Nation Environment Programme and Food and Agricultural Organization of the UN. 

Katona SK, Rough V, Richardson DT. 1983. A field guide to the whales, porpoises and seals of the Gulf of Maine and Eastern Canada, Cape Cod to Newfoundland. Charles Scribners Sons, New York, USA. 

Kiszka J, Braulik G (2020) Kogia breviceps. The IUCN Red List of Threatened Species 2020: e. T11047A50358334. https://doi.org/10.2305/IUCN. UK.2020-2.RLTS.T11047A50358334.en 

Klinowska, M. 1991. Dolphins, Porpoises and Whales of the World. The IUCN Red Data Book. IUCN, Gland and Cambridge. viii + 429pp. 

Koper RP, Plön S. 2012. The potential impacts of anthropogenic noise on marine animals and recommendations for research in South Africa. EWT Research & Technical Paper No. 1. Endangered Wildlife Trust, South Africa. 

Laist, D. W., Coe, J. M. and O’Hara, K. J. 1999. Marine debris pollution. In: J. R. Twiss and R. R. Reeves (eds), Conservation and Management of Marine Mammals. 

Learmonth, J.A., Macleod, C.D., Santos, M.B., Pierce, G.J., Crick, H.Q.P. and Robinson, R.A. 2006. Potential effects of climate change on marine mammals. Oceanography and Marine Biology: An Annual Review 44: 431-464. 

Leatherwood S, Dolar MLL, Wood CJ, Aragones LV, Hill CL. 1992. Marine mammal species confirmed from Philippine waters. Silliman Journal 36: 65–81. 

Leatherwood S, Reeves RR. 1983. The Sierra Club Handbook of Whales and Dolphins. Sierra Club Books, San Francisco. USA. 

Martin, V., Tejedor, M., Carrillo, M., Pérez-Gil, M., Arbelo, M., Servidio, A., Pérez-Gil, E.,Varo-Cruz, N., Fusar Poli, F., Aliart, S., Tejera, G., Lorente, M. and A. Fernández. (2024). Strandings and at sea observations reveal the canary archipelago as an important habitat for pygmy and dwarf sperm whale. Advances in Marine Biology, 99, 21-64. 

McAlpine, D. F. 2002. Pygmy and dwarf sperm whales Kogia breviceps and K. simus. In: W. F. Perrin, B. Wursig and J. G. M. Thewissen (eds), Encyclopedia of Marine Mammals, pp. 1007-1009. Academic Press. 

McAlpine, D. F., Murison, L. D. and Hoberg, E. P. 1997. New records for the pygmy sperm whale, Kogia breviceps (Physeteridae) from Atlantic Canada with notes on diet and parasites. Marine Mammal Science 13(4): 701-704. 

Moore SE. 2008. Marine mammals as ecosystem sentinels. Journal of Mammalogy 89: 534-540. 

Mullin, K. D., W. Hoggard, C. L. Roden, R. Lohoefener, C. M. Rogers, B. Taggart. 1994. Cetaceans on the upper continental slope in the north-central Gulf of Mexico. Fishery Bulletin 92: 773-786. 

Muñoz-Hincapié MF, Mora-Pinto DM, Palacios DM, Secchi ER, Mignucci-Giannoni AA. 1998. First osteological record of the dwarf sperm whale in Colombia, with notes on the zoogeography of Kogia in South America. Revista de la Academia Colombiana de Ciencias 22: 433–44. 

Mörzer Bruyns WFJ. 1971. Field Guide to Whales and Dolphins. Mees, Amsterdam. 

Nagorsen, D. 1985. Kogia simusMammalian Species 239: 1-6. 

Perez, C., Lopez, A., Sequeira, M., Silva, M., Herrera, R., Goncalves, J., Valdes, P., Mons, L., Freitag, L., Lens, S. and Cendero, O. 2001. Stranding and by-catch of cetaceans in the northeastern Atlantic during 1996.: 4pp. Copenhagen, Denmark. 

Perrin, W. F., Dolar, M. L. L. and Alava, M. N. R. (eds). 1996. Report of the Workshop on the Biology and Conservation of Small Cetaceans and Dugongs of Southeast Asia. UNEP Report UNEP(W)/EAS WG, pp. 101 pp.. 

Plön S. 2004. The status and natural history of pygmy (Kogia breviceps) and dwarf (K. sima) sperm whales off Southern Africa. PhD thesis. Department of Zoology & Entomology, Rhodes University, South Africa. 553pp. 

Plön, S., Best, P. B., Duignan, P., Lavery, S. D., Bernard, R. T. F., Van Waerebeek, K. and C. S. Baker. 2023. Population structure of pygmy (Kogia breviceps) and dwarf (Kogia sima) sperm whales in the Southern Hemisphere may reflect foraging ecology and dispersal patterns. Advances in Marine Biology 96, Vol. 1: 85-114. 

Plön, S. 2022. Pygmy Sperm Whale Kogia breviceps (de Blainville, 1838). In: Hackländer, K., Zachos, F.E. (eds) Handbook of the Mammals of Europe. Handbook of the Mammals of Europe. Springer, Cham. doi.org/10.1007/978-3-319-65038-8_90-1. 

Plön, S., Baird, R.W. 2022. Dwarf Sperm Whale, Kogia sima (Owen, 1866). In: Hackländer, K., Zachos, F.E. (eds) Handbook of the Mammals of Europe. Handbook of the Mammals of Europe. Springer, Cham. doi.org/10.1007/978-3-319-65038-8_91-1. 

Rice, D.W. 1998. Marine Mammals of the World: Systematics and Distribution. Society for Marine Mammalogy, Special Publication Number 4, Lawrence, Kansas. 

Ross GJ. 1984. Smaller cetaceans of the south east coast of southern Africa. Annals of the Cape Provincial Museums. Natural History 16: 309-319. 

Ross GJB, Cockcroft VG, Cliff G. 1985. Additions to marine faunas of South Africa and Natal. Lammergeyer 35: 36–40. 

Ross, G. J. B. 1979. Records of pygmy and dwarf sperm whales, genus Kogia, from southern Africa, with biological notes and some comparisons. Annals of the Cape Provincial Museums (Natural History) 11(14): 259-327. 

Skinner, J.D. and Chimimba, C.T. (eds). 2005. The Mammals of the Southern African Subregion. Cambridge University Press, United Kingdom, Cambridge. 

Stamper, M. A., Whitaker, B. R., and Schofield, T. D. 2006. Case study: morbidity in a pygmy sperm whale Kogia breviceps due to ocean-borne plastic. Marine Mammal Science 22: 719-722. 

Tarpley, R.J. and Marwitz, S. 1993. Plastic debris ingestion by cetaceans along the Texas coast: two case reports. Aquatic Mammals 19: 93–98. 

Taylor, B. L., Baird, R., Barlow, J., Dawson, S. M., Ford, J., Mead, J. G., Notarbartolo di Sciara, G., Wade, P., and Pitman, R. L. 2008. Kogia sima. Available at: www.iucnredlist.org. (Accessed: 11 November 2008). 

Taylor, B.L., Chivers, S.J., Larese, J. and Perrin, W.F. 2007. Generation length and percent mature estimates for IUCN assessments of cetaceans. NOAA, Southwest Fisheries Science Center Administrative Report LJ-07-01. La Jolla, California. 

Wang, J.Y. and Yang, S.C. 2006. Unusual cetacean stranding events of Taiwan in 2004 and 2005. Journal of Cetacean Research and Management 8: 283-292. 

Waring, G.T., Josephson, E., Fairfield, C.P. and Maze-Foley, K. 2006. U.S. Atlantic and Gulf of Mexico marine mammal stock assessments – 2005. NOAA Technical Memorandum NMFS-NE-201. 346 p. 

Yamada M. 1954. An account of a rare porpoise, Feresa Gray from Japan. Scientific Reports of the Whales Research Institute, Tokyo 9: 59-88. 

Yang, W.-C., Chou, L.-S., Jepson, P. D., Brownell Jr., R. L., Cowan, D., Chang, P.-H., Chiou, H.-I., Yao, C.-J., Yamada, T. K., Chiu, J.-T., Wang, P.-J. and Fernandez, A. 2008. Unusual cetacean mortality events in Taiwan, possibly linked to naval activities. Veterinary Record 162: 184-186. 

Zerbini, A. N. and Kotas, J. E. 1998. A note on cetacean bycatch in pelagic driftnetting off southern Brazil. Reports of the International Whaling Commission 48: 519-524. 

dos Santos, RA. and Haimovici, M. 2001. Cephalopods in the diet of marine mammals stranded or incidentally caught along southeastern and southern Brazil (21- 34º S). Fisheries Research 52: 99-112.